Anselm on the Divine Fancy

I’ve posted before on the similarities between Tolkien’s theory of sub-creation and Anselm’s theological method of fides quarens intellectum (“faith seeking understanding”). Anselmian theology strives to provide “necessary” proofs for the revealed articles of the faith, yet Anselm recognizes that, while necessary, his arguments nevertheless have a provisional character that inevitably falls short of the reality itself, always leaving more to be said. In Tolkienian terms, Anselmian theology provides arguments which are “secondary worlds” which have the “inner consistency of reality” and yet which at most approximate, and yet still elucidate and so “recover” the truth that is the primal reality of Christian belief. In doing theology this way, however, the theologian is truly sub-creative, achieving a remarkable parallel to what God himself does in the act of devising and creating the world. When God creates, he fashions a reality which, on the one hand, mirrors his own Triune “inner consistency of reality,” and yet which at the same time represents a genuinely novel, creative interpretation or improvisation of his own reality. The Anselmian theologian, in other words, is a true sub-creator because God was the first Anselmian theologian.

Corroborating this reading of Anselm is Hans urs von Balthasar’s characterization of the Anselmian corpus as “realiz[ing] in the purest form the concerns of theological aesthetics” (The Glory of the Lord: A Theological Aesthetics, Vol. II Studies in Theological Styles: Clerical Styles, 213). In a passage addressing this issue of what we might call God’s own internal aesthetic, Balathasar writes how, for Anaselm, God’s creative

‘ideas’ are deduced not primarily from below, from the contingence and the degrees of worldly qualities, which are ascending degrees of perfection, indeed of reality, and which persuade (persuadet) of the existence of something most perfect and most real in their sphere, but rather from above: from the free self-expression of God, who plans and ‘imagines’ what he wills. (229)

To be precise, and as I’ve note elsewhere, Anselm does not in fact have an Augustinian doctrine of divine ideas, yet otherwise I see Balthasar as making a complementary point. The insistence, from Augustine to Aquinas, that there must exist in the divine, creative cause a real plurality of distinct ideas in order to account for the real plurality amongst God’s created effects, is, in Balthasar’s expression, to deduce the divine ideas “from below.” The irony is that, in its attempt to avoid divine demiurgy–God looking outside of himself for his creative archetypes–Augustine committed his own form of Christian ananke-ism: an inferior reality dictating the conditions on which God’s creative agency exists and operates. While retaining the language of “ideas” (which Anselm eschews), Balthasar nevertheless understands this so-called “second Augustine” (alter Augustinus) faithfully enough: God’s ideas, such as they are, are no mere secular, atheological givens, but are the result of an authentically theological process of divine free creativity, even “imagination.” God does not think his possibilities, in other words, but in Brian Leftow’s apt phrase (God and Necessity), God rather “thinks up” his possibilities. (Though using Balthasar’s spatial imagery, perhaps we should say that God thinks down his possibilities.) Balthasar continues:

And with that the category of expression (exprimere) is given its place, which will become so important for Bonaventure; and the ars divina will be less in facto esse, in the order of the universal, than in fieri, in the free discovery of essences, seen in the power of expression of the divine ‘fancy’ and located in the ‘place’ in God, where the power of generation within the divine itself is engaged in its trinitarian work.

For Balthasar’s Anselm, the process by which God knows creaturely forms is less an act of divine theoria or contemplation than it is an act of divine poiesis or making; a matter not of Augustine’s ideae divinae, but of Augustine’s ars divina. Balthasar’s reference to God’s “free discovery of essences” echoes Aquinas’s remark in De Veritatue (3.2 ad 6) that God “devises” (adinvenit) the divine ideas through his reflection on his own essence. Thus, instead of the historic vacillation between the two poles of divine intellect and will, Balthasar’s reading of Anselm allows us to see the latter as transcending and so escaping the tiresome intellectualism/voluntarism debate through the recognition of an altogether new theological category, that of the divine “fancy” or imagination. Rounding out his statement on Anselm’s significance vis-a-vis Augustine, Balthasar writes:

All this is certainly a continuation of Augustine’s trinitarian thought, but from the outset there is [in Anselm] an emphasis on God’s total freedom and therefore on the spontaneiety of his self-disclosure.

A Different Cause

Anselm’s On the Fall of the Devil, part 9 

Leading up to their discussion of the problem of the fall of the devil, we have thus far seen Anselm’s Student and Teacher develop two competing theologies of nothing. On the one hand is the Student’s theistic possibilism which, by holding God as the univocal cause of both the being and non-being of things, effectively and nihilistically obliterated the difference between created being and an hypothesized created non-being. On the other hand is the theistic actualism of the Teacher’s recognizing only God’s causality of those things which actually do exist, thereby subordinating the possibility of a thing’s non-being as something presupposing its prior, actual existence. Yet despite his intent to speak “properly” of God’s agency relative to the non-existence of things, we saw how the Teacher himself struggled to carry through consistently his own theological metaphysics and semantics of non-being. As it will be my purpose to show in this section, it is a similar ambiguity that plagues the Teacher’s account of how and why the devil fell.

Following chapter one’s ground-laying discussion of how God causes, not the non-being, but only their being, chapter two resumes the discussion of the non-perseverance of the fallen angels, and in chapter three the Teacher explains how it was that the angels who fell were genuinely offered by God—but on account of their own failure of will, did not receive from him—the gift of persevering in their will for justice. More than this, the angels who rebelled were not only offered the perseverance in willing justice, but they were even given the will for such perseverance. The reason they did not ultimately receive the gift of perseverance itself, accordingly, is that they did not persevere in their will for persevering in the will for justice. To avoid the ensuing infinite regress, however, the Teacher recommends that, when it is asked why the fallen angels did not persevere in willing justice, “some other explanation [alia causa] regarding this failure of will” ought to be given instead.[1] It is this strategy, as we shall see, of attributing the will’s failure to preserve justice to an alia causa, to some other, positive cause, that comprises the heart of Anselm’s solution to the problem of the fall of the devil.


[1] On the Fall of the Devil 3: “alia causa reddenda est, unde scilicet contigerit defectus illius voluntatis, quam quia non perseverasti velle voluntatem.”

“Two paintings walk into a bar”: more on theological discourse

In his Monologion, Anselm uses the analogy of a painting “imitating” or offering a “likeness” to its original as a way of describing the way creatures imitate the divine Word. In their book on Anselm, Sandra Visser and Thomas Williams extend Anselm’s painting image even further to characterize theological discourse itself:

Try to imagine two portraits talking about what the originals must be like–how they are, somehow, more real; how they can move from place to place without being carried–without having any direct knowledge of things like their originals. The imagined dialogue will inevitably take on many of the characteristics of theological discourse. (Anselm 272n20)

A Possible Necessity: Sub-Creative Theology in Anselm and Tolkien

In his Monologion, in which he attempts to demonstrate by reason the things that Christians otherwise hold to be true about God through revelation, Anselm advises his readers that

if I say something along the way that greater authority does not teach, then I wish it to be taken in the following way: it is, indeed, reached as a necessary conclusion from reasoning which seems right to me. Nevertheless, it is not thereby asserted as necessary without qualification. Rather I assert it as possible–for the present at least. (Harrison trans.)

This is curious: Anselm believes that his philosophical, rational, logical arguments for the truth of the Christian doctrine of God possess a certain “necessity,” but he admits that it is a qualified, provisional necessity. What qualifications to his rational theology does Anselm seem to have in mind? I’m not entirely sure, but his phrase “reasoning which seems right to me” may contain at least a partial answer. Although Anselm intends and believes his arguments to be persuasive for an unbeliever, and that they formally do not rely on any revealed premises accessible only by faith, it would be wrong to suppose that Anselm sees himself as operating under the Enlightenment myth of a “pure reason,” i.e., reason without any pre-rational commitments whatsoever. Rather, and as he puts it in his later Proslogion, his philosophical project is a matter of “faith seeking understanding” and an uncovering of the rationes fidei, the “reason” or “rationality” of faith, but which we might with equal justification also identify as the fides rationionis, the “faith of reason” or “reason’s faith.”

More than this, however, because he knows that the rational arguments he is putting forward are not themselves revealed in Scripture, Anselm seems to recognize a sense in which his demonstrations, for all their aspirations to universality and objectivity, are still very much his demonstrations, and should be understood as such, and not just by unbelievers, but especially by his fellow Christians. Anselm hopes and believes his arguments to be rational and true, but this does not absolve his readers of the responsibility of scrutinizing the consistency of his proofs with the authority of revelation (and if and when they should be found to be out of conformity with Scripture, neither should his readers naively criticize Anselm as though he were not acutely aware of that distinct possibility). Thus, while on the one hand excluding any kind of skepticism or relativism in his quest for “necessary” demonstrations, on the other hand Anselm seems to recognize the equally necessary provisionality of reason the moment it ventures (and that by divine permission) from the safe shores of what has been expressly revealed in Scripture.

Another way of characterizing the “possible necessity” of Anselm’s rational theology, I submit, is to see it as an instance of what I have elsewhere referred to as a “sub-creative theology.” In his essay “On Fairy-Stories,” Tolkien argues that human art in general and fairy-stories in particular are “sub-creative” in the sense that, like God in his act of primary creation, they strive to produce “secondary worlds” that nevertheless possess the “inner consistency of reality.” He writes:

What really happens is that the story-maker proves a successful “sub-creator.” He makes a Secondary World which your mind can enter. Inside it, what he relates is “true”: it accords with the laws of that world. You therefore believe it, while you are, as it were, inside.

Similar to Tolkien’s sub-creator, Anselm’s goal in his philosophical theology–whether rationally demonstrating the existence and nature of God in his Monologion and Proslogion, or showing the “necessity” of the Incarnation in his Cur Deus Homo–is to provide an internally consistent and compelling account of Christian truth that at the same time truthfully approximates (if not in fact coincides with) the logic of reality itself as God has made and revealed it. It is in this sense that his theology achieves a “possible necessity”: “necessary” because its own internal, narrative logic leads–with an inexorability that is as much aesthetic as it is “rational”–to the denouement of a Q.E.D.; “possible” because it recognizes reason’s own contingency and fallibility to speak where Scripture itself is silent or at best suggestive.

(It is, incidentally, this recognition of and commitment to a reality that we may asymptotically approach if not exactly capture and reproduce that I suspect differentiates my understanding of “sub-creative theology” from the anti-realist tendencies Francesca Aran Murphy has identified in the 20th and 21st century narrative theologies of “grammatical Thomistis” such as Fergus Kerr and David Burrell and the “story Barthianism” of Robert Jenson and George Lindbeck. See God is Not a Story: Realism Revisited.)